Regulatory Reporting

What does the SEC's Modification to N-PORT Submission Really Mean?

The SEC issued a press release announcing a nine-month delay in the submission of the upcoming Form N-PORT regulation. But what does this mean? 

Posted 12.20.17 Denis Tarpey

Your SEC modernization road map: The latest on Filing N-PORT and N-CEN

We’ve analyzed documentation and specifications related to SEC modernization and provided a synopsis of key items relating to filing N-PORT.

Posted 09.13.17 Nicola Le Brocq

Sailing into N-PORT

Today’s registered investment companies (RICs) and ETFs face a navigational issue with the new Form N-PORT filing requirement.

Posted 08.15.17 Nicola Le Brocq