Most recent articles by Denis Tarpey
What to Expect from the SEC in 2019…
The SEC continues to use technology and human capital to stay ahead of not only systemic risks, but the risks to which all investors are exposed.
Liquidity Risk Management and N-Port: What to Expect Ahead of the April 2019 Deadline
Now that the dust has finally settled, the fund industry can appropriately focus its energy on delivering N-Port and its most sticky component: liquidity.
What does the SEC's Modification to N-PORT Submission Really Mean?
The SEC issued a press release announcing a nine-month delay in the submission of the upcoming Form N-PORT regulation. But what does this mean?